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Oriental Rise Holdings, ORIS IPO: Key Insights and Market Prospects

Jeff S.

*Update - IPO was priced at $4.00, with an offering size of 1.75M shares (below the 2M share offering expectation)


On October 16, 2024, Oriental Rise Holdings Limited officially went public, offering 1.75 million ordinary shares priced at $4.00 each. The company, a Cayman Islands holding entity with subsidiaries operating in China's tea industry, is listed on the Nasdaq Capital Market under the symbol "ORIS." With this IPO, Oriental Rise has garnered attention from investors eager to explore opportunities in one of China's largest and most traditional sectors: tea.




Background of Oriental Rise Holdings Limited

Oriental Rise Holdings Limited is not a direct operating company. Instead, it is a holding entity with subsidiaries in mainland China focused on tea cultivation, processing, and product development. These subsidiaries, namely Fujian Min Dong Hong Tea Technology Co., Ltd. and Fujian Qingjing Agricultural Comprehensive Development Co., Ltd., operate under the regulatory framework of the People's Republic of China (PRC). Oriental Rise's business model is centered on producing high-quality tea products and developing technology that enhances agricultural practices.


Before its IPO, the company did not have publicly traded shares, and the market has now been opened for investors with an initial offering price of $4.00 per share. The IPO also includes a provision for an additional 1 million shares that may be offered for resale by selling shareholders under specific conditions.



IPO Structure and Key Details

  • Initial Public Offering Price: $4.00 per share

  • Total Shares Offered: 1,750,000 ordinary shares

  • Underwriters: US Tiger Securities, Inc.

  • Listing Symbol: ORIS

  • Market: Nasdaq Capital Market

  • Company Headquarters: Cayman Islands


Additionally, Oriental Rise’s founders, Mr. Chun Sun Wong, Mr. Wai Kwong Fong, and Dr. Deming Zhou, will maintain significant control post-IPO, collectively owning 55.2% of the voting power.





Use of IPO Proceeds

According to the prospectus, the funds raised from the IPO will be directed primarily toward business expansion and research. Key uses of the proceeds include:

  • Increasing production capacity by investing in technology and facilities

  • Enhancing research and development efforts to create new tea products

  • Expanding the company's market presence, both domestically in China and internationally


By bolstering these core areas, Oriental Rise aims to strengthen its position in the global tea market.



Opportunities in the Tea Market

Tea is one of China’s oldest industries and remains a cornerstone of its agricultural economy. The global demand for premium tea products is increasing, especially as consumers become more health-conscious. Oriental Rise is well-positioned to capitalize on this trend through its advanced tea production techniques and rich heritage.


The China Insights Consultancy (CIC) Report, commissioned by the company, highlights promising growth prospects in the global tea market. As Oriental Rise expands, it plans to tap into international markets, leveraging China’s reputation for producing high-quality tea.



Risks Involved

While the IPO offers promising growth potential, investors should be aware of several risks, particularly related to the company’s structure and operational environment in China:


  1. Regulatory Risks: Oriental Rise is subject to the PRC’s stringent regulatory framework. Recent developments indicate the Chinese government’s increased scrutiny over companies seeking foreign listings. The China Securities Regulatory Commission (CSRC) has implemented the Trial Administrative Measures for Overseas Listings, requiring companies to file with the CSRC before completing overseas offerings. Oriental Rise submitted its filing on September 6, 2023, and received the CSRC's notice of approval on January 24, 2024​.


    However, any future changes in China’s regulatory environment, especially concerning foreign investments, could impact the company’s operations. The PRC government also reserves the right to impose restrictions on dividends or even halt the offering if compliance issues arise.


  2. Political and Social Risks: Changes in China’s political or social climate could significantly affect the company’s ability to operate smoothly. Oriental Rise conducts all its business within mainland China, which exposes it to risks from governmental policies or social changes that could disrupt its operations or hinder market growth​.


  3. Vulnerabilities Related to Foreign Listings: Being listed on the Nasdaq Capital Market as a foreign company presents unique challenges. The Holding Foreign Companies Accountable Act (HFCAA) requires that U.S.-listed companies have auditors subject to the Public Company Accounting Oversight Board (PCAOB) inspections. Although Oriental Rise's auditor is not based in China and was not subject to the 2021 PCAOB inspection ban, there remains a possibility that future regulations could affect the company's access to the U.S. market​.





Financials and Shareholder Structure

Upon the completion of the IPO, 21.75 million ordinary shares will be outstanding. A large portion of the voting power—approximately 89.2%—will remain in the hands of the founders and other major shareholders​. This strong insider control means that decisions on company direction will be largely influenced by these individuals, potentially limiting the input of smaller investors.


The firm’s proceeds after underwriting discounts are expected to be $6.58 million, which will go directly into growing the company’s operations​. However, the company does not expect to pay dividends in the near future, as earnings will be reinvested into research and development as well as expanding its tea production capacity​.




Key Takeaways for Investors

The Oriental Rise IPO offers a unique opportunity to invest in the tea market, one of China’s oldest and most stable industries. However, investors should carefully consider the risks associated with doing business in China and the company's highly controlled shareholder structure. The volatility of the regulatory landscape and foreign listing requirements could pose challenges down the road.

For investors looking to tap into emerging markets and capitalize on the rising demand for premium tea products, this IPO could present a solid opportunity. Nonetheless, it’s crucial to balance the potential rewards with the associated risks, especially in light of the uncertain regulatory environment.





FAQs


What is the offering price for Oriental Rise Holdings Limited IPO?

The offering price is $4.00 per ordinary share.


How many shares are being offered in the IPO?

Oriental Rise is offering 1.75 million ordinary shares during its IPO, with a provision for the sale of an additional 1 million shares by selling shareholders.


What are the key risks associated with this IPO?

Key risks include regulatory changes in China, political uncertainties, and potential challenges related to foreign listings under U.S. laws like the HFCAA.


How will Oriental Rise use the proceeds from the IPO?

The proceeds will be used to enhance production capacity, support research and development, and expand market reach.


Is Oriental Rise a direct operating company?

No, Oriental Rise is a Cayman Islands holding company that controls subsidiaries operating in mainland China’s tea industry.












ORIS IPO

ORIS IPO

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